SEC Filing | IMAX Corporation

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SEC FORM 3 SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Weissman Kenneth Ian

(Last)

(First)

(Middle)

902 BROADWAY

20TH FLOOR

(Street)

NEW YORK

10010-6002

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
12/31/2017

3. Issuer Name and Ticker or Trading Symbol
IMAX CORP [ IMAX ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Sr VP & Corporate Secretary

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
common shares (opening balance)	3,880⁽¹⁾	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
stock options (to buy) opening balance	⁽²⁾	03/08/2019	common shares	3,300	25.82	D
stock options (to buy) opening balance	⁽³⁾	03/07/2020	common shares	2,387	25.44	D
stock options (to buy) opening balance	⁽⁴⁾	03/07/2021	common shares	2,595	27.82	D
stock options (to buy) opening balance	⁽⁵⁾	03/07/2022	common shares	3,259	33.8	D
stock options (to buy) opening balance	⁽⁶⁾	03/07/2023	common shares	3,501	31.85	D
stock options (to buy) opening balance	⁽⁷⁾	03/07/2024	common shares	3,503	32.45	D
restricted share units opening balance⁽⁸⁾	⁽¹⁰⁾	12/31/2018	common shares	1,435	0.00⁽⁹⁾	D
restricted share units opening balance⁽⁸⁾	⁽¹¹⁾	12/31/2019	common shares	2,260	0.00⁽⁹⁾	D
restricted share units opening balance⁽⁸⁾	⁽¹²⁾	12/21/2022	common shares	2,889	0.00⁽⁹⁾	D

Explanation of Responses:

1. Mr. Weissman became an executive officer of IMAX Corporation on Dec 31, 2017

2. The stock options became exercisable in 2 installments: 1,500 on March 8, 2016 and 1,800 on March 8, 2017.

3. The stock options became exercisable in 2 installments: 1,085 on March 7, 2016 and 1,302 on March 7, 2017.

4. The stock options became exercisable in 3 installments: 448 on March 7, 2015; 810 on each of March 7, 2016 and March 7, 2017 and 975 become available on March 7, 2018.

5. The stock options became execisable in 2 installment: 651 on March 7, 2016 and 814 on March 7, 2017 and become exercisable in 2 installments: 814 on March 7, 2018 and 980 on March 7, 2019.

6. The stock options became exercisable in 1 installment: 702 on March 7, 2017 and become exercisable in 3 installments: 875 on each of March 7, 2018 and March 7, 2019 and 1,049 on March 7, 2020.

7. The stock options become exercisable in 4 installments: 701 on March 7, 2018, 876 on each of March 7, 2019 and March 7, 2020 and 1,050 on March 7, 2021.

8. Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.

9. Each restricted share unit is the economic equivalent of one common share of IMAX Corporation

10. The restricted share units vest and will be converted in 2 installments: 652 on March 7, 2018 and 783 on Dec 1, 2018.

11. The restricted share units vest and will be converted in 3 installments: 706 on each of March 7, 2018 and March 7, 2019 and 848 on Dec 1, 2019.

12. The restricted share units vest and will be converted in 4 installments: 578 on March 7, 2018; 722 on each of March 7, 2019 and March 7, 2020 and 867 on Dec 1, 2020.

Remarks:

	Kenneth Weissman	01/10/2018
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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